Ethics and Compliance in Assurance
Technical
About this course
This microcredential provides a comprehensive understanding of accountants’ and auditors’ ethical and legal responsibilities, emphasising the importance of ethics and compliance in building trust and protecting the public.
Learners will explore key regulations, including anti-money laundering laws, and the principles of professional behavior essential for maintaining integrity and reputation in the accounting profession. The course covers the role of external auditors, strategies to avoid conflicts of interest, and how to uphold auditor independence.
What will you learn?
Through interactive exercises, practical examples, and assessments across five modules, learners will gain practical skills to handle ethical dilemmas, follow compliance rules, and uphold integrity in assurance tasks.
Module 1: Introduction to Ethics and Compliance in Assurance
Module 2: Money Laundering Regulations and Compliance Obligations
Module 3: Professional Behaviour and Public Protection
Module 4: External Auditors, Conflicts of Interest, and Independence
Module 5: Ethical Tensions and the Public Interest
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